DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B••••••• M•••••• R••••••

F•• W••••• M••••••••• L••state registeredVisalia, CaIA-onlyIAPD 4022674

Feed of 09/14/2026

Also filed as Ben M•••••• R••••••

At current firm

4 y

since Aug 16, 2022

In the industry

26 y

since Oct 14, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F•• W••••• M••••••••• L•• state registered current
since Aug 16, 2022 · Visalia, Ca
M••••• C•••••• A•••••••• L•• independent RIA
Jan 21, 2022 to Mar 21, 2024 · Visalia, Ca
M••••• C•••••• A•••••••• L•• independent RIA
May 25, 2012 to Dec 31, 2021 · Visalia, Ca
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 9, 2003 to Apr 18, 2012 · Visalia , Ca
A• G• E•••••• • S•••• I••• unclassified
Mar 29, 2001 to Sep 9, 2002 · Visalia, Ca

Moves

a registration end followed by a registration begin elsewhere

M••••• C•••••• A•••••••• L•• to F•• W••••• M••••••••• L••
left Mar 21, 2024, registered Aug 16, 2022 (-583 days) · RIA to a state-registered adviser
T••••••••• F•••••••• A•••••••• L•• to M••••• C•••••• A•••••••• L••
left Apr 18, 2012, registered May 25, 2012 (37 days) · Other
A• G• E•••••• • S•••• I••• to T••••••••• F•••••••• A•••••••• L••
left Sep 9, 2002, registered Jun 9, 2003 (273 days) · Other

Signals

B••••••• M•••••• R•••••• left M••••• C•••••• A•••••••• L•• for F•• W••••• M••••••••• L•• (registered 2022-08-16)
Mar 21, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address