DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 149294
ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GAREA, JOSEPH, DAVID | EXECUTIVE OFFICER | Na | yes | 12/2008 | Mar 29, 2012 | Aug 21, 2015 |
| GAREA, JOSEPH, DAVID | Shareholder | C | yes | 06/2001 | Mar 29, 2012 | Aug 21, 2015 |
| LEWIS, CLINTON, JAMES | MANAGING DIRECTOR & CHIEF COMPLIANCE OFFICER | Na | yes | 12/2008 | Mar 29, 2012 | Aug 21, 2015 |
| LEWIS, CLINTON, JAMES | Shareholder | F | yes | 06/2001 | Mar 29, 2012 | Aug 21, 2015 |
| MANCHESTER HOLDINGS, LLC | HOLDING COMPANY | E | yes | 12/2008 | Mar 29, 2012 | Aug 21, 2015 |
| RULL, STEVEN, MARK | EXECUTIVE OFFICER | Na | yes | 12/2008 | Mar 29, 2012 | Aug 21, 2015 |
| RULL, STEVEN, MARK | Shareholder | C | yes | 06/2001 | Mar 29, 2012 | Aug 21, 2015 |
| SMITH, JOHN, RICHARD | PORTFOLIO MANAGER | C | yes | 12/2008 | Mar 29, 2012 | Aug 21, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DETALUS ADVISORS, LLC | n/a | Mixed wealth | $2.2B | N | yes | n/a |
| DETALUS SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 30, 2015 | $1.5B | $0 | 6 | 3 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $23B | $0 | 6 | 3 | n/a | n/a | n/a |
| 2012 | Mar 26, 2013 | $19B | $0 | 7 | 4 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $16B | $0 | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $1.5B | $23B | -93.5% | $16B | -54.3% | 6 | 6 | n/a | n/a |