DFX Intelligence

S••••• M••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor31 years in industry

S••••• M••• R•••

Advisor at D•••••• A•••••••• L••

ST. LOUIS, MO

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Search this name across graphsid dfx:ria:ae14302d-fded-d9a1-df87-4623f785527e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 12, 2009 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

S••••• M••• R•••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• A•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 14, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• A•••••••• L••	Mixed wealth	Jun 16, 2003	n/a	yes	ST. LOUIS, MO	Current employment
H•••••• I••••••••• A•••••••• L••	Former SEC adviser	May 12, 2009	Mar 30, 2016	no	ST. LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• I••••••••• A•••••••• L••	n/a	Mar 30, 2016	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ D•••••• A•••••••• L••Registered adviserregistration: current employment
Jun 16, 2003 to presentfactForm ADV
→ H•••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 12, 2009 to Mar 30, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ae14302d-fded-d9a1-df87-4623f785527e
First observed: May 12, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.