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D•••• B••• R•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

D•••• B••• R•••

Advisor at D••• R••• • C••••••• L••

PITTSBURGH, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:760f3df5-30b2-7fb5-6416-7558aac9fd4e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 10, 1995 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••• R••• • C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D••• R••• • C••••••• L••	Independent wealth	Oct 5, 2015	n/a	yes	PITTSBURGH, PA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Mar 10, 2005	Sep 30, 2015	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	D••• R••• • C••••••• L••	Sep 30, 2015	Oct 5, 2015	5	Firm change	Ibd to new firm
D••• R••• • C••••••• I•••	C••••••••• F•••••••• N••••••	Dec 31, 2010

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8032:188512:PA:2015-09-30	Sep 30, 2015	Oct 5, 2015	PITTSBURGH, PA	Firm change

Relationships

Registered with (3)

→ D••• R••• • C••••••• L••Registered adviserregistration: current employment
Oct 5, 2015 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Mar 10, 2005 to Sep 30, 2015factForm ADV
→ D••• R••• • C••••••• I•••Registered adviserregistration: previous registration
Jan 10, 1995 to Dec 31, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:760f3df5-30b2-7fb5-6416-7558aac9fd4e
First observed: Jan 10, 1995
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.