This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MORGAN STANLEY

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Feb 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S66

First exam

Feb 16, 2018

First registration

Feb 16, 2018

Dual registered

yes, broker-dealer

Other names

GRACIELA ARREDONDO

IAPD individual key

6023810

• Occurred

  Feb 16, 2024
  Advisor changed firm

  Graciela Guzman left Ubs Financial Services Inc. for Morgan Stanley (registered 2025-09-22)

  Form ADVobserved 5 days ago
• Occurred

  Sep 20, 2023
  Advisor changed firm

  Graciela Guzman left Wells Fargo Advisors for Ubs Financial Services Inc. (registered 2023-09-28)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7619c71e-dc41-c0ef-3356-8c85e642b5cc

First observed

Feb 16, 2018

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.