RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••••••• G•••••
- M••••• S•••••• wirehouse currentsince Sep 22, 2025 · Colorado Springs, Co
- U•• F•••••••• S••••••• I••• wirehouseSep 28, 2023 to Feb 16, 2024 · Colorado Springs, Co
- W•••• F•••• A••••••• wirehouseFeb 16, 2018 to Sep 20, 2023 · Deerfield, Il
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 16, 2024, registered Sep 22, 2025 (584 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Sep 20, 2023, registered Sep 28, 2023 (8 days) · Wirehouse to wirehouse
- G••••••• G••••• left U•• F•••••••• S••••••• I••• for M••••• S•••••• (registered 2025-09-22)Feb 16, 2024 · Advisor changed firm · fact
- G••••••• G••••• left W•••• F•••• A••••••• for U•• F•••••••• S••••••• I••• (registered 2023-09-28)Sep 20, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address