DFX Intelligence

Data Factory

B•••• D•••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor25 years in industry

B•••• D•••••• P•••••

Advisor at S•••••• F•••••••• G••••• L•••••

AKRON, OH | Troy, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7627f4b7-9410-6e0b-5355-e0b5516a42c9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 2, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 30, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Feb 8, 2022	n/a	yes	AKRON, OH\|Troy, MI	Current employment
S••••• A•••• M••••••••• L•••••	Independent wealth	Aug 3, 2018	Jan 12, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• A•••• M••••••••• L•••••	S•••••• F•••••••• G••••• L•••••	Jan 12, 2022	Feb 8, 2022	27	Firm change	RIA to RIA
W•••• A•••• M••••••••• I•••	S••••• A•••• M••••••••• L•••••	Oct 7, 2016

Relationships

Registered with (4)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Feb 8, 2022 to presentfactForm ADV
→ S••••• A•••• M••••••••• L•••••Registered adviserregistration: previous registration
Aug 3, 2018 to Jan 12, 2022factForm ADV
→ W•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2012 to Oct 7, 2016factForm ADV
→ C••••••• S•••••••••

Dated events

Occurred
Jan 12, 2022
Advisor changed firm
B•••• D•••••• P••••• left S••••• A•••• M••••••••• L••••• for S•••••• F•••••••• G••••• L••••• (registered 2022-02-08)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7627f4b7-9410-6e0b-5355-e0b5516a42c9
First observed: Apr 2, 2004
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.