DFX Intelligence

W•••• A•••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 10b 100b

W•••• A•••• M••••••••• I•••

CRD 142108

DETROIT, MI

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Search this name across graphsid dfx:ria:16209885-f6e4-fe24-ffce-56d260242a49

Data as of Apr 16, 2021 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 20
Dated events: 6
On other graphs: 0
Observed: Nov 17, 2011 to Apr 16, 2021
47 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $12B••• Locked
Discretionary RAUM: $12B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• L••••• S••••	Director	Na	yes	02/2018	Mar 27, 2015	Apr 16, 2021
B•••••• R••••••• A••••••	Director	Na	yes	11/2017	Dec 11, 2017	Apr 16, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••••• S•••••••••	n/a	Former SEC adviser	$2.4B	N	yes	n/a
C••••••• B•••	n/a	n/a	n/a	Y	yes	Mi
C••••••• I•••••••• S•••••••• I••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2020	$12B	$12B	0.8%	$14B	-5.1%	13	15	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Y••••• C•••••• M••••••••• L••	3	Nov 22, 2021	Dec 2, 2021	DETROIT, MI	Firm absorbed	Other	75.0%

Relationships

Affiliated with (2)

→ C••••••• S•••••••••Registered adviserother investment adviser, broker-dealer, LP sponsor, common control
factForm ADV
← WILSON, KEMP & ASSOCIATES, INC.Registered adviserother investment adviser, bank, common control
factForm ADV

Controls (9)

← S•••••• R••••••• E•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 6, 2019 to presentfactForm ADV
← L••••• J•••• K••••Owner

Dated events

Occurred
Jul 17, 2020
Control person left
William Michael Malone (President / Chairman And Director) no longer on Schedule A of W•••• A•••• M••••••••• I••• (listed 2020-03-27, absent 2020-07-17)
Form ADVobserved 7 days ago
Occurred
Jul 17, 2020
Control person joined
K•••• J••• L•••• (President / Chief Executive Officer / Chairman And Director) appeared on Schedule A of W•••• A•••• M••••••••• I•••
Form ADVobserved 7 days ago
Occurred
Nov 6, 2019
Control person joined
E••••• R•••••• S••••• (Chief Compliance Officer) appeared on Schedule A of W•••• A•••• M••••••••• I•••
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:16209885-f6e4-fe24-ffce-56d260242a49
First observed: Nov 17, 2011
Last observed: Apr 16, 2021 66 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.