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D••• A••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

D••• A••• S••••••

Advisor at H•••••••• F•••••••• G••••

THOUSAND OAKS, CA

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Search this name across graphsid dfx:ria:7629906e-3724-b3c3-c2ac-f88f72cbb512

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 26, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••••• F•••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 26, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••••• F•••••••• G••••	Independent wealth	Feb 28, 2022	n/a	yes	THOUSAND OAKS, CA	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	May 13, 2020	Mar 3, 2022	no	Thousand Oaks, CA\|MINNEAPOLIS, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	H•••••••• F•••••••• G••••	Mar 3, 2022	Feb 28, 2022	-3	Firm change	Ibd to new firm
T••••••• I••••••••• M••••••••• I•••	T••••••• A•••••• N••••••• L••	Jun 3, 2020	May 13, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
18387:304569:CA:2020-06-03	Jun 3, 2020	May 13, 2020	CALABASAS, CA	Firm change

Relationships

Registered with (4)

→ H•••••••• F•••••••• G••••Registered adviserregistration: current employment
Feb 28, 2022 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 13, 2020 to Mar 3, 2022factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Jun 12, 2012 to Jun 3, 2020factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 3, 2022
A•••••• firm change
D••• A••• S•••••• left T••••••• A•••••• N••••••• L•• for H•••••••• F•••••••• G•••• (registered 2022-02-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7629906e-3724-b3c3-c2ac-f88f72cbb512
First observed: Nov 26, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.