DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at USI ADVISORS
Toledo, OH | GLASTONBURY, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| USI ADVISORS | Institutional manager | Jun 1, 2018 | n/a | yes | GLASTONBURY, CT|Toledo, OH | Current employment |
| PENTEGRA INVESTORS, INC. | Institutional manager | Jun 22, 2015 | Oct 31, 2016 | no | TOLEDO, OH|SHELTON, CT | Previous registration |
| OBS FINANCIAL | Former SEC adviser | Jun 25, 2008 | Jan 21, 2014 | no | CONCORD, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PENTEGRA INVESTORS, INC. | USI ADVISORS | Oct 31, 2016 | Jun 1, 2018 | 578 | Firm change after gap | Other |
| OBS FINANCIAL | PENTEGRA INVESTORS, INC. | Jan 21, 2014 | Jun 22, 2015 | 517 | Firm change after gap | Other |