RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• N•••••••
- U•• A••••••• institutional currentsince Jun 1, 2018 · Glastonbury, Ct
- P••••••• I••••••••• I••• institutionalJun 22, 2015 to Oct 31, 2016 · Toledo, Oh
- O•• F•••••••• formerJun 25, 2008 to Jan 21, 2014 · Concord, Ca
- P••••••• I••••••••• I••• to U•• A•••••••left Oct 31, 2016, registered Jun 1, 2018 (578 days) · Other
- O•• F•••••••• to P••••••• I••••••••• I•••left Jan 21, 2014, registered Jun 22, 2015 (517 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address