DFX Intelligence

B••••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

B••••••• A•••••••

B••••••• A••••••• LLC, CRD 164642

EXETER, NH

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Search this name across graphsid dfx:ria:763b243e-365d-f726-60dd-1dcdaa7b0ab5

Data as of Mar 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Apr 6, 2015 to Mar 11, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.76 fund_share=0.23 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $247M••• Locked
Discretionary RAUM: $139M
Private client RAUM: $188Mderived••• Locked
Private client share: 76%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $61.8Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
F•••• C•••••• S••••	Chartered Financial Analyst	EXETER, NH	3	25	4	no
E••• R••••• G•••••••	n/a	EXETER, NH \| York, ME	3	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
S••••• F••••• C••••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	E	yes	06/2012	Apr 6, 2015	Mar 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	1	0	0	1	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$247M	$211M	17.1%	$170M	13.3%	3	3	2	0

Relationships

Registered with (4)

← P•••• M• P••••••Advisorregistration: current employment
Aug 7, 2026 to presentfactForm ADV
← F•••• C•••••• S••••Advisorregistration: previous registration
Jul 20, 2012 to Dec 31, 2022factForm ADV
← E••• R••••• G•••••••Advisorregistration: previous registration
Mar 16, 2022 to Dec 31, 2022factForm ADV
← L•••••• P••• T•••••••

Dated events

Occurred
Apr 22, 2021
Control person left
Vincent Jennifer Young (Chief Compliance Officer) no longer on Schedule A of B••••••• A••••••• (listed 2021-03-29, absent 2021-04-22)
Form ADVobserved 7 days ago
Occurred
Mar 29, 2021
Control person joined
Vincent Jennifer Young (Chief Compliance Officer) appeared on Schedule A of B••••••• A•••••••
Form ADVobserved 7 days ago
Occurred
Apr 6, 2015
First Form ADV filing
B••••••• A••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:763b243e-365d-f726-60dd-1dcdaa7b0ab5
First observed: Apr 6, 2015
Last observed: Mar 11, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.