DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at B••••••• A•••••••
EXETER, NH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B••••••• A••••••• | Independent wealth | Aug 7, 2026 | n/a | yes | EXETER, NH | Current employment |
| A••• I••••• A••••••• | Independent wealth | Oct 20, 2021 | Aug 25, 2025 | no | Exeter, NH|CHARLOTTE, NC|Rye, NH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A••• I••••• A••••••• | B••••••• A••••••• | Aug 25, 2025 | Aug 7, 2026 | 347 | Firm change | RIA to RIA |
| C••••••• P•••••• W••••• | A••• I••••• A••••••• | May 21, 2021 | Oct 20, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 39550:106743:MA:2020-01-08 | Jan 8, 2020 | Aug 15, 2019 | BOSTON, MA | Firm change after gap |
| C••••••• P•••••• W••••• | Bd affiliated wealth | Aug 15, 2019 | May 21, 2021 | no | TARRYTOWN, NY|MANCHESTER, NH | Previous registration |
| C••••••• S••••••••• I••• | Bd affiliated wealth | Apr 6, 2018 | Jan 8, 2020 | no | MANCHESTER, NH|BOSTON, MA|MANCHESTER, NH|BOSTON, MA | Previous registration |
| E•••••••• A•••••••• L•• | National bd RIA | Nov 13, 2017 | Apr 5, 2018 | no | BEDFORD, NH | Previous registration |
| S•••••••• A••••••• L•• | National bd RIA | May 5, 2016 | Jul 12, 2017 | no | MERRIMACK, NH | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 10, 2013 | Jan 26, 2015 | no | SOUTHBOROUGH, MA|GREENLAND, NH|GREENLAND, NH|WESTBORO, MA|SOUTHBOROUGH, MA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Sep 16, 2009 | Oct 6, 2010 | no | MARLBOROUGH, MA|FORT MILL, SC|HUDSON, NH|NASHUA, NH|FRANKLIN, MA|MERRIMACK, NH | Previous registration |
| C••••• I••••••••• S••••••• L•• | Former SEC adviser | Mar 8, 2007 | Dec 20, 2007 | no | ST. CLOUD, MN | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jul 11, 2006 | Mar 7, 2007 | no | BURLINGTON, MA | Previous registration |
| 152 |
| Firm change |
| RIA to RIA |
| C••••••• S••••••••• I••• | C••••••• P•••••• W••••• | Jan 8, 2020 | Aug 15, 2019 | -146 | Firm change after gap | Ibd to RIA |
| E•••••••• A•••••••• L•• | C••••••• S••••••••• I••• | Apr 5, 2018 | Apr 6, 2018 | 1 | Firm change | Ibd to ibd |
| S•••••••• A••••••• L•• | E•••••••• A•••••••• L•• | Jul 12, 2017 | Nov 13, 2017 | 124 | Firm change | Ibd to ibd |
| M•• F•••••••• S•••••••• I••• | S•••••••• A••••••• L•• | Jan 26, 2015 | May 5, 2016 | 465 | Firm change after gap | Other |
| L•• F•••••••• L•• | M•• F•••••••• S•••••••• I••• | Oct 6, 2010 | Oct 10, 2013 | 1,100 | Firm change after gap | Other |
| C••••• I••••••••• S••••••• L•• | L•• F•••••••• L•• | Dec 20, 2007 | Sep 16, 2009 | 636 | Firm change after gap | Other |
| V•••• F•••••••• A•••••••• I••• | C••••• I••••••••• S••••••• L•• | Mar 7, 2007 | Mar 8, 2007 | 1 | Firm change | Other |