DFX Intelligence

Data Factory

RIA / WealthAdvisorPersonal Financial Specialist13 years in industry

IVAN NEGRON-RAMOS

Advisor at NEGRON-RAMOS LLC

SAN JUAN, PR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:763faf50-6357-21f1-ff6c-a4268dc3b3ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 27, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEGRON-RAMOS LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Personal Financial Specialist
Exams: S66
First exam: Aug 25, 2021
First registration: Aug 27, 2021
Dual registered: no
Other names: IVAN NEGRON
IAPD individual key: 7272817

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEGRON-RAMOS LLC	State registered	Nov 8, 2024	n/a	yes	SAN JUAN, PR\|SAN JUAN, PR	Current employment
LEBENTHAL GLOBAL ADVISORS, LLC	Independent wealth	Jan 18, 2023	Sep 30, 2024	no	San Juan, PR\|HAUPPAUGE, NY\|San Juan, PR	Previous registration
NEGRON-RAMOS LLC	n/a	Oct 28, 2021	Dec 22, 2022	no	SAN JUAN, PR	Previous registration
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Aug 27, 2021	Oct 25, 2021	no	SAN JUAN, PR\|SAN JUAN, PR\|SAN JUAN, PR	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEBENTHAL GLOBAL ADVISORS, LLC	NEGRON-RAMOS LLC	Sep 30, 2024	Nov 8, 2024	39	Firm change	RIA to state RIA
NEGRON-RAMOS LLC	LEBENTHAL GLOBAL ADVISORS, LLC	Dec 22, 2022	Jan 18, 2023	27	Firm change	Other
CETERA ADVISOR NETWORKS LLC	NEGRON-RAMOS LLC	Oct 25, 2021	Oct 28, 2021	3	Firm change	Other

Relationships

Registered with (4)

→ NEGRON-RAMOS LLCRegistered adviserregistration: current employment
Nov 8, 2024 to presentfactForm ADV
→ LEBENTHAL GLOBAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 18, 2023 to Sep 30, 2024factForm ADV
→ NEGRON-RAMOS LLCRegistered adviserregistration: previous registration
Oct 28, 2021 to Dec 22, 2022factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Aug 27, 2021 to Oct 25, 2021factForm ADV

Dated events

Occurred
Sep 30, 2024
Advisor changed firm
Ivan Negron-Ramos left Lebenthal Global Advisors, Llc for Negron-Ramos Llc (registered 2024-11-08)
Form ADVobserved 5 days ago
Occurred
Dec 22, 2022
Advisor changed firm
Ivan Negron-Ramos left Negron-Ramos Llc for Lebenthal Global Advisors, Llc (registered 2023-01-18)
Form ADVobserved 5 days ago