DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

I••• N•••••••••

N••••••••• L••state registeredSan Juan, PrIA-onlyIAPD 7272817

Personal Financial Specialist

Feed of 09/14/2026

Also filed as I••• Negron

At current firm

1 y

since Nov 8, 2024

In the industry

13 y

since Aug 1, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N••••••••• L•• state registered current
since Nov 8, 2024 · San Juan, Pr
L•••••••• G••••• A•••••••• L•• independent RIA
Jan 18, 2023 to Sep 30, 2024 · San Juan, Pr
N••••••••• L•• unclassified
Oct 28, 2021 to Dec 22, 2022 · San Juan, Pr
C••••• A•••••• N••••••• L•• former
Aug 27, 2021 to Oct 25, 2021 · San Juan, Pr

Moves

a registration end followed by a registration begin elsewhere

L•••••••• G••••• A•••••••• L•• to N••••••••• L••
left Sep 30, 2024, registered Nov 8, 2024 (39 days) · RIA to a state-registered adviser
N••••••••• L•• to L•••••••• G••••• A•••••••• L••
left Dec 22, 2022, registered Jan 18, 2023 (27 days) · Other
C••••• A•••••• N••••••• L•• to N••••••••• L••
left Oct 25, 2021, registered Oct 28, 2021 (3 days) · Other

Signals

I••• N••••••••• left L•••••••• G••••• A•••••••• L•• for N••••••••• L•• (registered 2024-11-08)
Sep 30, 2024 · a•••••• firm change · fact
I••• N••••••••• left N••••••••• L•• for L•••••••• G••••• A•••••••• L•• (registered 2023-01-18)
Dec 22, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address