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RIA / WealthAdvisor12 years in industry

SAMANTHA RAE GRIECO

Advisor at T.M. WEALTH MANAGEMENT

RESTON, VA

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Search this name across graphsid dfx:ria:7641646c-5aee-cab9-9144-2c98ea26c65b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Aug 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T.M. WEALTH MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 6, 2015
First registration: Aug 2, 2016
Dual registered: no
Other names: SAM GRIECO
IAPD individual key: 6373015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T.M. WEALTH MANAGEMENT	Independent wealth	Apr 15, 2025	n/a	yes	RESTON, VA	Current employment
MORGAN STANLEY	Wirehouse	Apr 17, 2023	Apr 4, 2025	no	RESTON, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 2, 2022	Apr 20, 2023	no	WASHINGTON, DC	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Nov 20, 2017	Apr 21, 2022	no	Arlington, VA\|Bethesda, MD	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	May 4, 2017	Oct 27, 2017	no	Washington, DC\|ARLINGTON, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 2, 2016	May 3, 2017	no	Manhasset, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	T.M. WEALTH MANAGEMENT	Apr 4, 2025	Apr 15, 2025	11	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Apr 20, 2023	Apr 17, 2023	-3	Firm change	Wirehouse to wirehouse
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Apr 21, 2022	May 2, 2022	11	Firm change	Ibd to wirehouse
E*TRADE CAPITAL MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Oct 27, 2017	Nov 20, 2017	24	Firm change	Other
CHARLES SCHWAB & CO., INC.	E*TRADE CAPITAL MANAGEMENT, LLC	May 3, 2017	May 4, 2017	1	Firm change	Other

Relationships

Registered with (5)

→ T.M. WEALTH MANAGEMENTRegistered adviserregistration: current employment
Apr 15, 2025 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Apr 17, 2023 to Apr 4, 2025factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 2, 2022 to Apr 20, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Nov 20, 2017 to Apr 21, 2022factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2017 to Oct 27, 2017factForm ADV

Dated events

Occurred
Apr 4, 2025
Advisor changed firm
Samantha Rae Grieco left Morgan Stanley for T.M. Wealth Management (registered 2025-04-15)
Form ADVobserved 5 days ago
Occurred
Apr 20, 2023
Advisor changed firm
Samantha Rae Grieco left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Morgan Stanley (registered 2023-04-17)
Form ADVobserved 5 days ago
Occurred
Apr 21, 2022
Advisor changed firm
Samantha Rae Grieco left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-05-02)
Form ADVobserved 5 days ago