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Advisor at TRUIST ADVISORY SERVICES, INC.
RALEIGH, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Jul 17, 2023 | n/a | yes | RALEIGH, NC | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Apr 26, 2016 | Jul 14, 2023 | no | Cary, NC | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Apr 26, 2016 | Oct 14, 2022 | no | CARY, NC | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TRUIST ADVISORY SERVICES, INC. | Jul 14, 2023 | Jul 17, 2023 | 3 | Firm change | RIA to ibd |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 14, 2022 | Apr 26, 2016 | -2,362 | Bulk transfer | Other |