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C••••••••• J•• L•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

C••••••••• J•• L•••

Advisor at M•• I•••••••• S•••••••• L••

MECHANICSBURG, PA

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Search this name across graphsid dfx:ria:7650ffca-2c23-d7c3-6742-17471c90bcfd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 1990earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• A•••••••• L•••	Former SEC adviser	Oct 10, 2008	n/a	yes	MECHANICSBURG, PA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Jul 5, 2006	n/a	yes	MECHANICSBURG, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• • A••••••••• L•••	M•• I•••••••• S•••••••• L••	Nov 17, 2008	Jul 5, 2006	-866	Firm change after gap	Other

Relationships

Registered with (3)

→ W•••••• A•••••••• L•••Registered adviserregistration: current employment
Oct 10, 2008 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Jul 5, 2006 to presentfactForm ADV
→ W•••••• • A••••••••• L•••Registered adviserregistration: previous registration
Mar 20, 2006 to Nov 17, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7650ffca-2c23-d7c3-6742-17471c90bcfd
First observed: Mar 20, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.