DFX Intelligence
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Registered advisor
C••••••••• J•• L•••
Feed of 09/14/2026
At current firm
20 y
since Jul 5, 2006
In the industry
35 y
since Dec 18, 1990 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••••• A•••••••• L••• former currentsince Oct 10, 2008 · Mechanicsburg, Pa
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jul 5, 2006 · Mechanicsburg, Pa
- W•••••• • A••••••••• L••• unclassifiedMar 20, 2006 to Nov 17, 2008 · Camp Hill, Pa
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • A••••••••• L••• to M•• I•••••••• S•••••••• L••left Nov 17, 2008, registered Jul 5, 2006 (-866 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address