DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• A•••••••• L••
PASADENA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• A•••••••• L•• | Independent wealth | Dec 20, 2024 | n/a | yes | PASADENA, CA | Current employment |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | May 9, 2022 | Dec 20, 2024 | no | Los Angeles, CA|Los Angeles, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | S••••• A•••••••• L•• | Dec 20, 2024 | Dec 20, 2024 | 0 | Firm change | Ibd to RIA |
| V••• F•••••••• A•••••••• I••• | M•• I•••••••• S•••••••• L•• | Apr 27, 2022 | May 9, 2022 |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Jan 3, 2011 | Apr 27, 2022 | no | LOS ANGELES, CA|REDLANDS, CA|IRVINE, CA|REDLANDS, CA|LOS ANGELES, CA | Previous registration |
| V••• F•••••••• P•••••••• L•• | Former SEC adviser | Jul 2, 2003 | Jan 3, 2011 | no | REDLANDS, CA|LOS ANGELES, CA|LOS ANGELES, CA|GLENDALE, CA | Previous registration |
| 12 |
| Firm change |
| Ibd to ibd |
| V••• F•••••••• P•••••••• L•• | V••• F•••••••• A•••••••• I••• | Jan 3, 2011 | Jan 3, 2011 | 0 | Bulk transfer | Other |