O•••• M• M•••••

Advisor at I••••••• A••••••• S•••••••• L••

MIAMI, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••• A••••••• S•••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Dec 16, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••• A••••••• S•••••••• L••	Mixed wealth	Nov 7, 2016	n/a	yes	MIAMI, FL\|MIAMI, FL	Current employment
I••••••• W••••• A•••••••• L••	Former SEC adviser	Feb 7, 2017	Dec 21, 2018	no	MIAMI, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••• W••••• A•••••••• L••	n/a	Dec 21, 2018	n/a	n/a	Departure no registered destination	Departure
W•••• F•••• A•••••••	I••••••• A••••••• S•••••••• L••	Nov 1, 2016	Nov 7, 2016	6

Relationships

Registered with (4)

→ I••••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Nov 7, 2016 to presentfactForm ADV
→ I••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 7, 2017 to Dec 21, 2018factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Nov 1, 2016factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 24, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.