This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$193MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$181M

Private client RAUM

$182MderivedItem 5.D individuals plus high net worth individuals

Private client share

94%derivedprivate client RAUM over total RAUM

Advisors on IAPD

1

RAUM per advisor

$193Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

3

Advisory employees

1

Offices

1Schedule D 1.F, beyond the principal office

Accounts

562

Individual clients

164

High net worth clients

67

SEC number

801-122537

CRD

159402

Filings on the tape

8

First filed

Sep 22, 2021

Latest filed

Mar 24, 2026

Organised

Limited Liability Company, NM

Website

sandiawealth.com

• Occurred

  Sep 22, 2021
  First Form ADV filing

  Sandia Wealth Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:7666757e-f1bb-169f-e003-dbd6182dd0a0

First observed

Sep 22, 2021

Last observed

Mar 24, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.