DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Sandia Wealth Management, LLC
Latest filing Mar 24, 2026
First filing on the tape Sep 22, 2021 · 8 filings
SEC status approved since Oct 21, 2021
RAUM
$193M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
94%
$182M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$193M
derived; firm RAUM over IAPD count
Employees
3
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$193M as of Mar 24, 2026
Feb 15, 2022$151M then
HNW client RAUM$127M as of Mar 24, 2026
Feb 15, 2022$89.0M then
State-registered IARs (5.B.3)1 as of Mar 24, 2026
Feb 15, 20222 then
Employees (5.A)3 as of Mar 24, 2026
Feb 15, 20223 then
Private funds: no history
RAUM +11% over the last fiscal year+11% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $193MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 231derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $344,274derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$127M65%
- Individuals$55.3M29%
- Pension and profit-sharing plans$5.8M3.0%
- Corporations and businesses$5.8M3.0%
- Individual clients
- 164reported
- HNW clients
- 67reported
- Pension plan clients
- 4reported
- Charitable clients
- n/areported
- Accounts
- 562reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Peter Thomas LehrmanCertified Financial Planner, Chartered Financial Analyst | Albuquerque, Nm | Mar 16, 2012 | 34 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Peter Thomas Lehrman from Uas Wealth AdvisorsMar 16, 2012 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Thomas Peter Lehrman · Managing Member/Chief Compliance Officercontrolsince 01/2012 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 539 to 562Feb 18, 2025 to Mar 24, 2026
- Corporate clients · 3 to 4Feb 18, 2025 to Mar 24, 2026
- HNW clients · 54 to 67Feb 18, 2025 to Mar 24, 2026
- Individual clients · 179 to 164Feb 18, 2025 to Mar 24, 2026
- Pension plan clients · 3 to 4Feb 18, 2025 to Mar 24, 2026
- Discretionary RAUM · $159M to $181MFeb 18, 2025 to Mar 24, 2026
- HNW RAUM · $115M to $127MFeb 18, 2025 to Mar 24, 2026
- Individual RAUM · $52.0M to $55.3MFeb 18, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $14.9M to $12.4MFeb 18, 2025 to Mar 24, 2026
- Pension RAUM · $4.3M to $5.8MFeb 18, 2025 to Mar 24, 2026
- RAUM · $174M to $193MFeb 18, 2025 to Mar 24, 2026
- Employees · 4 to 3Sep 3, 2024 to Feb 18, 2025
- Accounts · 500 to 539Sep 3, 2024 to Feb 18, 2025
- Advisory employees · 2 to 1Sep 3, 2024 to Feb 18, 2025
- Corporate clients · 5 to 3Sep 3, 2024 to Feb 18, 2025
- HNW clients · 46 to 54Sep 3, 2024 to Feb 18, 2025
- Individual clients · 193 to 179Sep 3, 2024 to Feb 18, 2025
- Pension plan clients · 8 to 3Sep 3, 2024 to Feb 18, 2025
- Financial planning clients · 11-25 to 11-25Sep 3, 2024 to Feb 18, 2025
- State-registered IARs · 2 to 1Sep 3, 2024 to Feb 18, 2025
- Discretionary RAUM · $147M to $159MSep 3, 2024 to Feb 18, 2025
- HNW RAUM · $91.1M to $115MSep 3, 2024 to Feb 18, 2025
- Individual RAUM · $59.1M to $52.0MSep 3, 2024 to Feb 18, 2025
- Non-discretionary RAUM · $15.6M to $14.9MSep 3, 2024 to Feb 18, 2025
- Pension RAUM · $9.3M to $4.3MSep 3, 2024 to Feb 18, 2025
- RAUM · $162M to $174MSep 3, 2024 to Feb 18, 2025
- Accounts · 538 to 500Mar 1, 2023 to Mar 14, 2024
- HNW clients · 40 to 46Mar 1, 2023 to Mar 14, 2024
- Individual clients · 190 to 193Mar 1, 2023 to Mar 14, 2024
- Discretionary RAUM · $128M to $147MMar 1, 2023 to Mar 14, 2024
- HNW RAUM · $75.6M to $91.1MMar 1, 2023 to Mar 14, 2024
- Individual RAUM · $56.1M to $59.1MMar 1, 2023 to Mar 14, 2024
- Non-discretionary RAUM · $12.5M to $15.6MMar 1, 2023 to Mar 14, 2024
- Pension RAUM · $7.6M to $9.3MMar 1, 2023 to Mar 14, 2024
- RAUM · $141M to $162MMar 1, 2023 to Mar 14, 2024
- Accounts · 566 to 538Feb 15, 2022 to Mar 1, 2023
- Corporate clients · 2 to 5Feb 15, 2022 to Mar 1, 2023
- HNW clients · 43 to 40Feb 15, 2022 to Mar 1, 2023
- Individual clients · 180 to 190Feb 15, 2022 to Mar 1, 2023
- Pension plan clients · 7 to 8Feb 15, 2022 to Mar 1, 2023
Signals
1 dated events
- Sandia Wealth Management, Llc filed its initial SEC registration (Form ADV)Sep 22, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 505-296-1100reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- SANDIAWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 505-296-1100reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $193Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026