DFX Intelligence

T••••• F•••••• R••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

T••••• F•••••• R••

Advisor at V••••••••• A••••••• S•••••••

Petaluma, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:766b55e1-0461-3d08-a278-ac48510481ba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V••••••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 26, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V••••••••• A••••••• S•••••••	Bd affiliated wealth	Aug 11, 2017	n/a	yes	Petaluma, CA	Current employment
F•••••••• W••• G••••	Former SEC adviser	Jun 28, 2007	Aug 11, 2017	no	SAN F••••••CO, CA\|W•••LAKE VILLAGE, CA\|W•••LAKE VILLAGE, CA\|SANTA ROSA, CA\|San Leandro, CA\|SANTA ROSA, CA\|Portland, OR\|OAKLAND, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• W••• G••••	V••••••••• A••••••• S•••••••	Aug 11, 2017	Aug 11, 2017	0	Firm change	Other
B••••••••• S••••••••• C•••••••••	F•••••••• W••• G••••	Jun 29, 2007	Jun 28, 2007

Relationships

Registered with (3)

→ V••••••••• A••••••• S•••••••Registered adviserregistration: current employment
Aug 11, 2017 to presentfactForm ADV
→ F•••••••• W••• G••••Registered adviserregistration: previous registration
Jun 28, 2007 to Aug 11, 2017factForm ADV
→ B••••••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 18, 2005 to Jun 29, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:766b55e1-0461-3d08-a278-ac48510481ba
First observed: Oct 18, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.