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Advisor at C•••••••
Corolla, NC | Harrisonburg, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C••••••• | Institutional manager | Jan 29, 2019 | n/a | yes | Harrisonburg, VA|Corolla, NC | Current employment |
| W•••• I••••••••• A•••••••• L•• | Other adviser | Sep 17, 2015 | Feb 13, 2019 | no | HARRISONBURG, VA|LINCROFT, NJ |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | C••••••• | Feb 13, 2019 | Jan 29, 2019 | -15 | Firm change | Other |
| R••••• F•••••••• | N•• A•••••••• I••• | Dec 18, 2015 | Nov 19, 2007 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 208512:175112:NJ:2019-02-13 | Feb 13, 2019 | Jan 29, 2019 | LINCROFT, NJ | Firm change |
| N•• A•••••••• I••• | n/a | Nov 19, 2007 | Apr 30, 2008 | no | HARRISONBURG, VA | Previous registration |
| R••••• F•••••••• | Former SEC adviser | Mar 29, 2004 | Dec 18, 2015 | no | HARRISONBURG, VT | Previous registration |
| Firm change after gap |
| Other |
| N•• A•••••••• I••• | W•••• I••••••••• A•••••••• L•• | Apr 30, 2008 | Sep 17, 2015 | 2,696 | Firm change after gap | Other |