RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C••••••• institutional currentsince Jan 29, 2019 · Harrisonburg, Va
- W•••• I••••••••• A•••••••• L•• otherSep 17, 2015 to Feb 13, 2019 · Harrisonburg, Va
- N•• A•••••••• I••• unclassifiedNov 19, 2007 to Apr 30, 2008 · Harrisonburg, Va
- R••••• F•••••••• formerMar 29, 2004 to Dec 18, 2015 · Harrisonburg, Vt
- W•••• I••••••••• A•••••••• L•• to C•••••••left Feb 13, 2019, registered Jan 29, 2019 (-15 days) · Other · moved with a team
- R••••• F•••••••• to N•• A•••••••• I•••left Dec 18, 2015, registered Nov 19, 2007 (-2951 days) · Other
- N•• A•••••••• I••• to W•••• I••••••••• A•••••••• L••left Apr 30, 2008, registered Sep 17, 2015 (2696 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address