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Advisor at PREMIER WEALTH ADVISORS, LLC
NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PREMIER WEALTH ADVISORS, LLC | Independent wealth | Sep 29, 2016 | n/a | yes | NEW YORK, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 12, 2020 | Nov 22, 2024 | no | NEW YORK, NY | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | May 21, 2012 | Nov 12, 2020 | no | NEW YORK, NY|NEW YORK, NY|New York, NY | Previous registration |
| WEALTH PARTNERS ADVISORS LLC | n/a | Aug 26, 2010 | Jun 26, 2014 | no | NEW YORK, NY | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Jan 30, 2008 | Jul 2, 2012 | no | GOLDENS BRIDGE, NY|NEW YORK, NY|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | n/a | Nov 22, 2024 | n/a | n/a | Departure no registered destination | Departure |
| FIRST ALLIED ADVISORY SERVICES, INC. | PREMIER WEALTH ADVISORS, LLC | Nov 12, 2020 | Sep 29, 2016 | -1,505 | Firm change after gap | Other |
| WEALTH PARTNERS ADVISORS LLC | FIRST ALLIED ADVISORY SERVICES, INC. | Jun 26, 2014 | May 21, 2012 | -766 | Firm change after gap | Other |
| FIRST ALLIED SECURITIES, INC. | WEALTH PARTNERS ADVISORS LLC | Jul 2, 2012 | Aug 26, 2010 | -676 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 137888:120358:NY:2020-11-12 | Nov 12, 2020 | Sep 29, 2016 | NEW YORK, NY | Firm change after gap |