DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jeffrey Alan Kerman
Feed of 09/14/2026
Also filed as Jeffrey Kerman
At current firm
9 y
since Sep 29, 2016
In the industry
18 y
since Nov 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Premier Wealth Advisors, LLC independent RIA currentsince Sep 29, 2016 · New York, Ny
- Cetera Investment Advisers LLC BD affiliatedNov 12, 2020 to Nov 22, 2024 · New York, Ny
- First Allied Advisory Services, Inc. formerMay 21, 2012 to Nov 12, 2020 · New York, Ny
- Wealth Partners Advisors LLC unclassifiedAug 26, 2010 to Jun 26, 2014 · New York, Ny
- First Allied Securities, Inc. formerJan 30, 2008 to Jul 2, 2012 · Goldens Bridge, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cetera Investment Advisers LLC to no registered destinationleft Nov 22, 2024 · Departure, no registered destination
- First Allied Advisory Services, Inc. to Premier Wealth Advisors, LLCleft Nov 12, 2020, registered Sep 29, 2016 (-1505 days) · Other · moved with a team
- Wealth Partners Advisors LLC to First Allied Advisory Services, Inc.left Jun 26, 2014, registered May 21, 2012 (-766 days) · Other
- First Allied Securities, Inc. to Wealth Partners Advisors LLCleft Jul 2, 2012, registered Aug 26, 2010 (-676 days) · Other
Signals
- Jeffrey Alan Kerman no longer registered at Cetera Investment Advisers Llc; no later IA registration on IAPDNov 22, 2024 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address