DFX Intelligence
Data Factory
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at N••••• A•••• M••••••••• L••
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| N••••• A•••• M••••••••• L•• | Mixed wealth | Sep 1, 2011 | n/a | yes | CHICAGO, IL | Current employment |
| N••••• F••• A•••••••• L•• | Asset manager | Jul 22, 2010 | Sep 1, 2011 | no | CHICAGO, IL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| N••••• F••• A•••••••• L•• | N••••• A•••• M••••••••• L•• | Sep 1, 2011 | Sep 1, 2011 | 0 | Bulk transfer | Other |
| R•••••• J•••• • A••••••••• I••• | N••••• F••• A•••••••• L•• | Jul 13, 2010 |
| Previous registration |
| R•••••• J•••• • A••••••••• I••• | National bd RIA | Aug 11, 2009 | Jul 13, 2010 | no | VALPARAISO, IN | Previous registration |
| R••••••••• A•••• M••••••••• I••• | n/a | Jun 5, 2002 | Dec 31, 2003 | no | CHICAGO, IL | Previous registration |
| N••••• F••• A•••••••• L•• | Asset manager | Jul 20, 2001 | Jun 24, 2009 | no | CHICAGO, IL | Previous registration |
| 9 |
| Firm change |
| Other |
| N••••• F••• A•••••••• L•• | R••••••••• A•••• M••••••••• I••• | Jun 24, 2009 | Jun 5, 2002 | -2,576 | Firm change after gap | Other |
| R••••••••• A•••• M••••••••• I••• | R•••••• J•••• • A••••••••• I••• | Dec 31, 2003 | Aug 11, 2009 | 2,050 | Firm change after gap | Other |