DFX Intelligence

J•••• G• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner19 years in industry

J•••• G• B•••••••••

Advisor at C• I••••••••• L••

BLUE ASH, OH | AUBURN, IN

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Search this name across graphsid dfx:ria:768a4ff5-5505-b2a3-750f-8c60ed83e641

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Oct 14, 2024	n/a	yes	BLUE ASH, OH\|AUBURN, IN	Current employment
C•••••• W••••• M•••••••••	Former SEC adviser	Nov 19, 2014	Nov 4, 2024	no	CINCINNATI, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M•••••••••	C• I••••••••• L••	Nov 4, 2024	Oct 14, 2024	-21	Firm change	RIA to RIA
L•• F•••••••• L••	C•••••• W••••• M•••••••••	Oct 28, 2015	Nov 19, 2014

Team moves

••• Locked

Team	Left	Joined	From	Kind
172355:292627:OH:2024-11-04	Nov 4, 2024	Oct 14, 2024	CINCINNATI, OH	Firm change
6413:172355:OH:2015-10-28	Oct 28, 2015	Nov 19, 2014	CINCINNATI, OH	Firm change after gap

Relationships

Registered with (3)

→ C• I••••••••• L••Registered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Nov 19, 2014 to Nov 4, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 28, 2010 to Oct 28, 2015factForm ADV

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:768a4ff5-5505-b2a3-750f-8c60ed83e641
First observed: Apr 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.