DFX Intelligence

D••••• A••• J••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

D••••• A••• J••••

Advisor at A••••••••• I••••••••• A•••••••

Wake Forest, NC

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Search this name across graphsid dfx:ria:769891e5-7041-0cef-6c00-88076768a430

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• I••••••••• A•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 12, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• I••••••••• A•••••••	Mixed wealth	Oct 21, 2022	n/a	yes	Wake Forest, NC	Current employment
F•••••• 3•• G•••• L••	Former SEC adviser	Jul 12, 2018	Feb 24, 2023	no	PLANTATION, FL\|WAKE FOREST, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• 3•• G•••• L••	A••••••••• I••••••••• A•••••••	Feb 24, 2023	Oct 21, 2022	-126	Firm change after gap	RIA to RIA
C••••• U•••• I••••••••• S•••••••	F•••••• 3•• G•••• L••	Nov 25, 2013	Jul 12, 2018

Relationships

Registered with (3)

→ A••••••••• I••••••••• A•••••••Registered adviserregistration: current employment
Oct 21, 2022 to presentfactForm ADV
→ F•••••• 3•• G•••• L••Registered adviserregistration: previous registration
Jul 12, 2018 to Feb 24, 2023factForm ADV
→ C••••• U•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Jul 5, 2013 to Nov 25, 2013factForm ADV

Dated events

Occurred
Feb 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:769891e5-7041-0cef-6c00-88076768a430
First observed: Jul 5, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.