DFX Intelligence
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Reading the graph
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Advisor at C•••••• S••••• • C••• I•••
Henderson, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | National bd RIA | Nov 2, 2021 | n/a | yes | Henderson, NV | Current employment |
| R•• C•••••• M••••••• L•• | National bd RIA | Aug 31, 2017 | May 13, 2020 | no | Las Vegas, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | C•••••• S••••• • C••• I••• | May 13, 2020 | Nov 2, 2021 | 538 | Firm change after gap | Ibd to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | R•• C•••••• M••••••• L•• | Sep 1, 2017 | Aug 31, 2017 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:31194:NV:2017-09-01 | Sep 1, 2017 | Aug 31, 2017 | LAS VEGAS, NV | Firm change |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Feb 9, 2016 | Sep 1, 2017 | no | LAS VEGAS, NV | Previous registration |
| -1 |
| Firm change |
| Wirehouse to ibd |