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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

CHARLES LEONIDAS MITSAKOS

Advisor at CAPITAL CLIENT GROUP, INC.

Seattle, WA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:769caaf1-7597-0628-cb1a-b1330b649d72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 2, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1
Current registrations: 1
Registered states: 1
Exams: S63|S66|S65
First exam: Feb 2, 1993
First registration: Oct 28, 2004
Dual registered: yes, broker-dealer
Other names: CHARLES LEONIOLAS MITSAKOS|CHUCK MITSAKOS
IAPD individual key: 2271273

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Jan 7, 2014	n/a	yes	LOS ANGELES, CA\|Seattle, WA	Current employment
AMUNDI ASSET MANAGEMENT US, INC.	Former SEC adviser	Oct 28, 2004	Mar 7, 2005	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMUNDI ASSET MANAGEMENT US, INC.	CAPITAL CLIENT GROUP, INC.	Mar 7, 2005	Jan 7, 2014	3,228	Firm change after gap	Other

Relationships

Registered with (2)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Jan 7, 2014 to presentfactForm ADV
→ AMUNDI ASSET MANAGEMENT US, INC.Registered adviserregistration: previous registration
Oct 28, 2004 to Mar 7, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:769caaf1-7597-0628-cb1a-b1330b649d72
First observed: Oct 28, 2004
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHARLES LEONIDAS MITSAKOS

Advisor at CAPITAL CLIENT GROUP, INC.

Seattle, WA | LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:769caaf1-7597-0628-cb1a-b1330b649d72

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:53 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAPITAL CLIENT GROUP, INC.

No RAUM reported

Jan 7, 2014

n/a

yes

LOS ANGELES, CA|Seattle, WA

Current employment

AMUNDI ASSET MANAGEMENT US, INC.

Former SEC adviser

Oct 28, 2004

Mar 7, 2005

BOSTON, MA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMUNDI ASSET MANAGEMENT US, INC.

CAPITAL CLIENT GROUP, INC.

Mar 7, 2005

Jan 7, 2014

3,228

Firm change after gap

Other