DFX Intelligence

S••••• F•••••••• F••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

S••••• F•••••••• F••••••••

Advisor at A••••• A•• P••••••• S•••••••

Tacoma, WA | Bonney Lake, WA

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Search this name across graphsid dfx:ria:76a70e63-61f3-ac67-88c1-9303cc280174

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• A•• P••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 18, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Jun 29, 2022	n/a	yes	Tacoma, WA\|Bonney Lake, WA	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jan 3, 2022	May 31, 2022	no	BROOKLYN, OH\|Tacoma, WA\|Federal Way, WA\|Tacoma, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	A••••• A•• P••••••• S•••••••	May 31, 2022	Jun 29, 2022	29	Firm change	Ibd to ibd
E•••••• C•••••• M••••••••• L••	K•• I••••••••• S••••••• L••	Jun 3, 2019	Jan 3, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
169988:42159:CO:2018-03-07	Mar 7, 2018	Jun 21, 2018	WESTMINSTER, CO	Firm change

Relationships

Registered with (6)

→ A••••• A•• P••••••• S•••••••Registered adviserregistration: current employment
Jun 29, 2022 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jan 3, 2022 to May 31, 2022factForm ADV
→ E•••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 21, 2018 to Jun 3, 2019factForm ADV
→ S•••••••• I••••••••• M•••••••••

Dated events

Occurred
May 31, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76a70e63-61f3-ac67-88c1-9303cc280174
First observed: Nov 8, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.