DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at K• F••••••••
LEESBURG, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| K• F•••••••• | State registered | Jun 5, 2020 | n/a | yes | LEESBURG, VA | Current employment |
| K• F•••••••• | State registered | Jun 5, 2020 | Dec 31, 2023 | no | LEESBURG, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C••• S••••• P••••••• | K• F•••••••• | May 4, 2020 | Jun 5, 2020 | 32 | Firm change | Ibd to state RIA |
| R•••••• A•••••••• I••• | R•••••• I••••••••• A•••••••• L•• | Dec 15, 2017 | Dec 9, 2013 |
| Bd affiliated wealth |
| Dec 6, 2017 |
| May 4, 2020 |
| no |
| Lessburg, VA |
| Previous registration |
| R•••••• I••••••••• A•••••••• L•• | Former SEC adviser | Dec 9, 2013 | Dec 31, 2015 | no | LESSBURG, VA|GLEN ALLEN, VA | Previous registration |
| R•••••• A•••••••• I••• | Former SEC adviser | Dec 19, 2012 | Dec 15, 2017 | no | LEESBURG, VA|GLEN ALLEN, VA | Previous registration |
| P••••••• I••••••••• A•••••••• L•• | Former SEC adviser | May 8, 2006 | Sep 13, 2012 | no | ASHBURN, VA|LANSDOWNE, VA | Previous registration |
| L•••••• I••••••••• A•••••••• L•• | n/a | Jan 24, 2001 | Dec 5, 2005 | no | LEESBURG, VA | Previous registration |
| -1,467 |
| Firm change after gap |
| Other |
| R•••••• I••••••••• A•••••••• L•• | C••• S••••• P••••••• | Dec 31, 2015 | Dec 6, 2017 | 706 | Firm change after gap | Other |
| P••••••• I••••••••• A•••••••• L•• | R•••••• A•••••••• I••• | Sep 13, 2012 | Dec 19, 2012 | 97 | Firm change | Other |
| L•••••• I••••••••• A•••••••• L•• | P••••••• I••••••••• A•••••••• L•• | Dec 5, 2005 | May 8, 2006 | 154 | Firm change | Other |