DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin Oneil
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Kevin Anthony Oneil
At current firm
6 y
since Jun 5, 2020
In the industry
40 y
since Oct 1, 1985 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Ko Financial state registered currentsince Jun 5, 2020 · Leesburg, Va
- Ko Financial state registeredJun 5, 2020 to Dec 31, 2023 · Leesburg, Va
- Cary Street Partners BD affiliatedDec 6, 2017 to May 4, 2020 · Lessburg, Va
- Rafalko Investment Advisory, LLC formerDec 9, 2013 to Dec 31, 2015 · Lessburg, Va
- Rafalko Advisors, Inc. formerDec 19, 2012 to Dec 15, 2017 · Leesburg, Va
- Piedmont Investment Advisors, LLC formerMay 8, 2006 to Sep 13, 2012 · Ashburn, Va
- Loudoun Investment Advisors, LLC unclassifiedJan 24, 2001 to Dec 5, 2005 · Leesburg, Va
Moves
a registration end followed by a registration begin elsewhere
- Cary Street Partners to Ko Financialleft May 4, 2020, registered Jun 5, 2020 (32 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Rafalko Advisors, Inc. to Rafalko Investment Advisory, LLCleft Dec 15, 2017, registered Dec 9, 2013 (-1467 days) · Other
- Rafalko Investment Advisory, LLC to Cary Street Partnersleft Dec 31, 2015, registered Dec 6, 2017 (706 days) · Other
- Piedmont Investment Advisors, LLC to Rafalko Advisors, Inc.left Sep 13, 2012, registered Dec 19, 2012 (97 days) · Other
- Loudoun Investment Advisors, LLC to Piedmont Investment Advisors, LLCleft Dec 5, 2005, registered May 8, 2006 (154 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address