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RIA / WealthAdvisor22 years in industry

TODD DAVID BROWN

Advisor at PEB CAPITAL MANAGEMENT LLC

COLUMBUS, OH

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Search this name across graphsid dfx:ria:76b87310-ce89-6cda-14fa-9230751f6dad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 24, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PEB CAPITAL MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 24, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 20, 2009
First registration: Jun 24, 2004
Dual registered: no
IAPD individual key: 2936287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PEB CAPITAL MANAGEMENT LLC	Independent wealth	Oct 7, 2021	n/a	yes	COLUMBUS, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jan 26, 2018	Aug 6, 2021	no	UPPER ARLINGTON, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 5, 2011	Dec 22, 2017	no	DUBLIN, OH	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Oct 2, 2008	Jul 5, 2011	no	PLAIN CITY, OH\|HILLIARD, OH\|DUBLIN, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	Jun 24, 2004	Jan 5, 2005	no	NEWARK, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	PEB CAPITAL MANAGEMENT LLC	Aug 6, 2021	Oct 7, 2021	62	Firm change	Wirehouse to new firm
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Dec 22, 2017	Jan 26, 2018	35	Firm change	RIA to wirehouse
UVEST FINANCIAL SERVICES GROUP, INC.	LPL FINANCIAL LLC	Jul 5, 2011	Jul 5, 2011	0	Bulk transfer	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	UVEST FINANCIAL SERVICES GROUP, INC.	Jan 5, 2005	Oct 2, 2008	1,366	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:315241:OH:2021-08-06	Aug 6, 2021	Oct 7, 2021	UPPER ARLINGTON, OH	Firm change

Relationships

Registered with (5)

→ PEB CAPITAL MANAGEMENT LLCRegistered adviserregistration: current employment
Oct 7, 2021 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 26, 2018 to Aug 6, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 5, 2011 to Dec 22, 2017factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Oct 2, 2008 to Jul 5, 2011factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 24, 2004 to Jan 5, 2005factForm ADV

Dated events

No dated event names this entity yet.