DFX Intelligence

C•••••••• G••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C•••••••• G••••• M•••••••••

C•••••••• MANAGEMENT (US) LLC, CRD 332982

NEW YORK, NY

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Search this name across graphsid dfx:ria:76cb8800-06e9-91d2-66c6-7d51f1744766

Data as of Apr 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 6
On other graphs: 1
Observed: Sep 18, 2024 to Apr 21, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

C•••••••• G••••• M•••••••••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $887M••• Locked
Discretionary RAUM: $640M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 22

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•• G••••• 1• L•	Other Private Fund	$609M	Apr 21, 2026	1	Apr 21, 2026	reported	n/a
C•• G••••• 2• L•	Other Private Fund	$256M	Apr 21, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••• E••••••••• M••• L•••••	GENERAL COUNSEL / HEAD OF LEGAL	Na	yes	09/2024	Sep 18, 2024	Nov 20, 2024
C•••••••• G••••• M••••••••• H••••••• L••••••	Owner	E	yes	09/2024	Sep 18, 2024	Nov 20, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 21, 2026	$887M	$640M	22	19	2	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$887M	n/a	n/a	n/a	n/a	22	n/a	2	n/a

Relationships

Controls (7)

← L•••••• S•••••• C••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 18, 2024 to Nov 20, 2024factForm ADV
← Q••••• K•••••• T••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 18, 2024 to Nov 20, 2024factForm ADV
← F•••••• I••• M•••••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 18, 2024 to Nov 20, 2024factForm ADV
← B•••• E••••••••• M••• L•••••OwnerGENERAL COUNSEL / HEAD OF LEGAL, ownership code NA, individual
Sep 18, 2024 to Nov 20, 2024

Dated events

Occurred
Apr 21, 2026
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$-312M
Occurred
Apr 21, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$609M
Occurred
Apr 21, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$256M
Occurred
Apr 21, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76cb8800-06e9-91d2-66c6-7d51f1744766
First observed: Sep 18, 2024
Last observed: Apr 21, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.