DFX Intelligence
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C•••••••• G••••• M•••••••••
Asset manager (funds and pooled vehicles), based in New York, New York, reporting $887M of regulatory assets.
Composed from this adviser's Form ADV classification, location and filed figures.
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
- Regulatory AUM
- $887M
- Advisors
- 0
- Net advisor flow, 12 months
- Not established
- RAUM change, last fiscal year
- Not established
- Private clients
- 0.0% of RAUM
Form ADV
IAPD
Form ADV
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
- Contact points 2
Every filed figure, and the identifiersCRD 332982 · SEC 801-131315 · 7 filingsShowHide
CRD 332982SEC 801-131315Legal name C•••••••• M••••••••• ••• L••First filing on the tape Sep 18, 2024, latest Apr 21, 2026SEC status approved since Jan 8, 2025IAPD
RAUM
$887M
reported, Item 5.F
Discretionary
72%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
19 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$887M as of Apr 21, 2026
May 9, 2025$275M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 21, 2026
May 9, 20250 then
Employees (5.A)22 as of Apr 21, 2026
May 9, 202515 then
Private funds4 as of Apr 21, 2026
May 9, 20253 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 21, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $222MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 72%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- controlled by a public reporting company (10.A)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$887M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•• G••••• 1• L• | Other Private Fund | $609M | 1 | Apr 21, 2026 |
| C•• G••••• 2• L• | Other Private Fund | $256M | 5 | Apr 21, 2026 |
| C•• G••••• 2• L• | Other Private Fund | $105M | 2 | Apr 21, 2026 |
Owners and control persons
Schedule A and B, latest filing
- B•••• E••••••••• M••• L••••• · General Counsel / Head Of Legalcontrolsince 09/2024 · owns less than 5%
- F•••••• I••• M••••• · Chief Executive Officercontrolsince 09/2024 · owns less than 5%
- L•••••• S•••••• C•••••• · Chief Compliance Officercontrolsince 09/2024 · owns less than 5%
- Q••••• K•••••• T•••••• · Chief Operating Officercontrolsince 09/2024 · owns less than 5%
Entity owners
- C•••••••• G••••• M••••••••• H••••••• L•••••• · Ownerdirect · owns 75% or more
- N••••• C•• H••••••• L•••••• · Ownerindirect · owns 75% or more of C•••••••• G••••• M••••••••• H••••••• L••••••
- N••••• H•••••••• I••• · Ownerindirect · owns 75% or more of N••••• C•• H••••••• L••••••
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $838M to $640MMar 30, 2026 to Apr 21, 2026
- Non-discretionary RAUM · $361M to $247MMar 30, 2026 to Apr 21, 2026
- Pooled vehicle RAUM · $1.2B to $887MMar 30, 2026 to Apr 21, 2026
- RAUM · $1.2B to $887MMar 30, 2026 to Apr 21, 2026
- Accounts · 3 to 4Nov 19, 2025 to Mar 30, 2026
- Advisory employees · 16 to 19Nov 19, 2025 to Mar 30, 2026
- Pooled vehicle clients · 3 to 4Nov 19, 2025 to Mar 30, 2026
- Employees · 18 to 22Nov 19, 2025 to Mar 30, 2026
- Private funds · 3 to 4Nov 19, 2025 to Mar 30, 2026
- Discretionary RAUM · $162M to $838MNov 19, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $98.9M to $361MNov 19, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $261M to $1.2BNov 19, 2025 to Mar 30, 2026
- RAUM · $261M to $1.2BNov 19, 2025 to Mar 30, 2026
- Advisory employees · 13 to 16May 9, 2025 to Nov 19, 2025
- Employees · 15 to 18May 9, 2025 to Nov 19, 2025
- Other offices · 0 to 2May 9, 2025 to Nov 19, 2025
- Discretionary RAUM · $275M to $162MMay 9, 2025 to Nov 19, 2025
- Non-discretionary RAUM · $0 to $98.9MMay 9, 2025 to Nov 19, 2025
- Pooled vehicle RAUM · $275M to $261MMay 9, 2025 to Nov 19, 2025
- RAUM · $275M to $261MMay 9, 2025 to Nov 19, 2025
- Accounts · unset to 3.0Nov 20, 2024 to May 9, 2025
- Advisory employees · 6 to 13Nov 20, 2024 to May 9, 2025
- Pooled vehicle clients · unset to 3.0Nov 20, 2024 to May 9, 2025
- Employees · 8 to 15Nov 20, 2024 to May 9, 2025
- Financial planning clients · unset to Nov 20, 2024 to May 9, 2025
- HQ city · CHICAGO to NEW YORKNov 20, 2024 to May 9, 2025
- HQ state · IL to NYNov 20, 2024 to May 9, 2025
- Private funds · unset to 3Nov 20, 2024 to May 9, 2025
- Discretionary RAUM · unset to 275000000.0Nov 20, 2024 to May 9, 2025
- Non-discretionary RAUM · unset to 0.0Nov 20, 2024 to May 9, 2025
- Pooled vehicle RAUM · unset to 275000000.0Nov 20, 2024 to May 9, 2025
- RAUM · unset to 275000000.0Nov 20, 2024 to May 9, 2025
- Related adviser · false to trueNov 20, 2024 to May 9, 2025
- HQ city · NEWARK to CHICAGOSep 18, 2024 to Oct 16, 2024
- HQ state · DE to ILSep 18, 2024 to Oct 16, 2024
Signals
7 dated events
- ••• LockedApr 21, 2026 · private fund first reported · fact
- ••• LockedApr 21, 2026 · RAUM change · derived
- ••• LockedApr 21, 2026 · private fund first reported · fact
- ••• LockedApr 21, 2026 · private fund first reported · fact
- ••• LockedMar 30, 2026 · RAUM change · derived
- ••• LockedMay 9, 2025 · ria hq relocated · fact
- ••• LockedSep 18, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••••••• G••••• M••••••••• · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Website
- ••• Lockedreportedpublic record, Form ADV, Apr 21, 2026
- Principal office phone
- ••• Lockedreportedpublic record, Form ADV, Apr 21, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026