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Advisor at AMERICAN FINANCIAL ADVISORS INC
WINTER PARK, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN FINANCIAL ADVISORS INC | Independent wealth | Jul 20, 2007 | n/a | yes | WINTER PARK, FL | Current employment |
| FOOTHILL SECURITIES, INC. | Former SEC adviser | Jul 13, 2009 | Mar 5, 2013 | no | ORLANDO, FL|Santa Clara, CA | Previous registration |
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Sep 14, 2007 | Jun 30, 2009 | no | ORLANDO, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOOTHILL SECURITIES, INC. | n/a | Mar 5, 2013 | n/a | n/a | Departure no registered destination | Departure |
| VOYA FINANCIAL ADVISORS, INC. | FOOTHILL SECURITIES, INC. | Jun 30, 2009 | Jul 13, 2009 | 13 | Firm change | Other |