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Advisor at OSAIC WEALTH, INC.
WOODBRIDGE, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jun 14, 2024 | n/a | yes | WOODBRIDGE, CT | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Oct 31, 2017 | Jun 14, 2024 | no | SOUTH WINDSOR, CT|WOODBRIDGE, CT | Previous registration |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Former SEC adviser | Apr 7, 2006 | Nov 8, 2017 | no | SOUTH WINDSOR, CT|WOODBRIDGE, CT | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Apr 1, 2002 | Jun 18, 2002 | no | HAMDEN, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | OSAIC WEALTH, INC. | Jun 14, 2024 | Jun 14, 2024 | 0 | Bulk transfer | Ibd to ibd |
| NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | SECURITIES AMERICA ADVISORS, INC. | Nov 8, 2017 | Oct 31, 2017 | -8 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) | Jun 18, 2002 | Apr 7, 2006 | 1,389 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 29604:110518:CT:2017-10-25 | Nov 8, 2017 | Oct 31, 2017 | WOODBRIDGE, CT | Firm change |