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Registered advisor
S•••• J••••• Z•••••••
Feed of 09/14/2026
Also filed as S•••• J Z•••••••
At current firm
2 y
since Jun 14, 2024
In the industry
29 y
since Aug 20, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Woodbridge, Ct
- S••••••••• A•••••• A•••••••• I••• formerOct 31, 2017 to Jun 14, 2024 · South Windsor, Ct
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerApr 7, 2006 to Nov 8, 2017 · South Windsor, Ct
- E•••••••• A•••••••• L•• national BDApr 1, 2002 to Jun 18, 2002 · Hamden, Ct
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Nov 8, 2017, registered Oct 31, 2017 (-8 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Jun 18, 2002, registered Apr 7, 2006 (1389 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address