DFX Intelligence

M••• F•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner30 years in industry

M••• F•••••••• S••••••

Advisor at M•••• F•••••••• A•••••••

ALPHARETTA, GA | Westfield, NJ

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Search this name across graphsid dfx:ria:76f26399-943c-6417-2316-427e6db18d15

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 20, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• F•••••••• A•••••••	Bd affiliated wealth	Jul 29, 2024	n/a	yes	Westfield, NJ\|ALPHARETTA, GA	Current employment
W•••••••• F•••••••• P•••••••	Former SEC adviser	Nov 21, 2017	Aug 13, 2024	no	W••••••••, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••• F•••••••• P•••••••	M•••• F•••••••• A•••••••	Aug 13, 2024	Jul 29, 2024	-15	Firm change	RIA to RIA
K••••• A••••••• S•••••••• L••	W•••••••• F•••••••• P•••••••	Nov 17, 2017	Nov 21, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
290102:142457:NJ:2024-08-13	Aug 13, 2024	Jul 29, 2024	W••••••••, NJ	Firm change

Relationships

Registered with (5)

→ M•••• F•••••••• A•••••••Registered adviserregistration: current employment
Jul 29, 2024 to presentfactForm ADV
→ W•••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Nov 21, 2017 to Aug 13, 2024factForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 26, 2016 to Nov 17, 2017factForm ADV
→ N•• A•••••• S•••••••• L••

Dated events

Occurred
Aug 13, 2024
A•••••• firm change
M••• F•••••••• S•••••• left W•••••••• F•••••••• P••••••• for M•••• F•••••••• A••••••• (registered 2024-07-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76f26399-943c-6417-2316-427e6db18d15
First observed: Jun 20, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.