DFX Intelligence

T••• J••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

T••• J••• D•••••••

Advisor at B•••••• R••• P•••••• W•••••

RANCHO SANTA MARGARITA, CA | C••••••TON, SC

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Search this name across graphsid dfx:ria:76fad5de-9667-0ec7-1a38-0605cfc42434

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• R••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 27, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• R••• P•••••• W•••••	Independent wealth	Apr 16, 2025	n/a	yes	RANCHO SANTA MARGARITA, CA\|C••••••TON, SC	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Mar 6, 2018	Apr 5, 2025	no	Newport Beach, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	B•••••• R••• P•••••• W•••••	Apr 5, 2025	Apr 16, 2025	11	Firm change	Ibd to RIA
S•••••••• A••••••• L••	C•••••• S••••• • C••• I•••	Mar 1, 2018	Mar 6, 2018

Relationships

Registered with (6)

→ B•••••• R••• P•••••• W•••••Registered adviserregistration: current employment
Apr 16, 2025 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Mar 6, 2018 to Apr 5, 2025factForm ADV
→ S•••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 12, 2012 to Mar 1, 2018factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Apr 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:76fad5de-9667-0ec7-1a38-0605cfc42434
First observed: Mar 11, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.