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Advisor at WELLS FARGO ADVISORS
LAS VEGAS, NV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 3, 2017 | n/a | yes | LAS VEGAS, NV|LAS VEGAS, NV | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Mar 9, 2017 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jan 6, 2010 | Oct 1, 2012 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Jan 4, 2010 | no | LAS VEGAS, NV|LAS VEGAS, NV|LAS VEGAS, NV|MESQUITE, NV | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | May 17, 2007 | Oct 23, 2009 | no | LAS VEGAS, NV|LAS VEGAS, NV|MESQUITE, NV|LAS VEGAS, NV | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 15, 2004 | May 1, 2007 | no | ST. GEORGE, UT|RICHFIELD, UT|ST. GEORGE, UT|CEDAR CITY, UT|CEDAR CITY, UT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | WELLS FARGO ADVISORS | Mar 9, 2017 | Mar 3, 2017 | -6 | Firm change | Wirehouse to wirehouse |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Jan 4, 2010 | Jan 6, 2010 | 2 | Firm change | Other |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |
| WELLS FARGO INVESTMENTS, LLC | BANC OF AMERICA INVESTMENT SERVICES, INC. | May 1, 2007 | May 17, 2007 | 16 | Firm change | Other |