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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

NICHOLAS G PANARO

Advisor at PNC WEALTH MANAGEMENT

COLD SPRING, KY

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Search this name across graphsid dfx:ria:77029fcd-cc0d-4dfa-b773-c7e54435952c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 27, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PNC WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 23, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 23, 2004
First registration: Jan 27, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4689702

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Nov 13, 2009	n/a	yes	COLD SPRING, KY	Current employment
NATCITY INVESTMENTS, INC.	n/a	Nov 12, 2008	Nov 13, 2009	no	ALEXANDRIA, KY	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 9, 2006	Sep 22, 2008	no	CINCINNATI, OH\|CINCINNATI, OH\|WEST CHESTER, OH\|FAIRFAX, VA\|BROADVIEW HTS, OH	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 27, 2004	Oct 3, 2005	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NATCITY INVESTMENTS, INC.	PNC WEALTH MANAGEMENT	Nov 13, 2009	Nov 13, 2009	0	Bulk transfer	Other
MSI FINANCIAL SERVICES, INC.	NATCITY INVESTMENTS, INC.	Sep 22, 2008	Nov 12, 2008	51	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MSI FINANCIAL SERVICES, INC.	Oct 3, 2005	Jan 9, 2006	98	Firm change	Other

Relationships

Registered with (4)

→ PNC WEALTH MANAGEMENTRegistered adviserregistration: current employment
Nov 13, 2009 to presentfactForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Nov 12, 2008 to Nov 13, 2009factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 9, 2006 to Sep 22, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 27, 2004 to Oct 3, 2005factForm ADV

Dated events

No dated event names this entity yet.