DFX Intelligence

W•••••• R••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

W•••••• R••••• A•••••••

Advisor at W•••••• P•••••• W••••• M••••••••• L•

Lake Forest, IL

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Search this name across graphsid dfx:ria:7702c1cc-e02a-af95-bae8-f157299423c6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• P•••••• W••••• M••••••••• L•
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• P•••••• W••••• M••••••••• L•	Independent wealth	Aug 20, 2021	n/a	yes	Lake Forest, IL	Current employment
W•••••• P•••••• W••••• M••••••••• L•	Independent wealth	Dec 16, 2010	Dec 31, 2020	no	LAKE FOREST, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M••••••••• L••	W•••••• P•••••• W••••• M••••••••• L•	Apr 2, 2014	Dec 16, 2010	-1,203	Firm change after gap	Other

Relationships

Registered with (2)

→ W•••••• P•••••• W••••• M••••••••• L•Registered adviserregistration: previous registration
Dec 16, 2010 to Dec 31, 2020factForm ADV
→ A••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 10, 2005 to Apr 2, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7702c1cc-e02a-af95-bae8-f157299423c6
First observed: Jun 10, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.