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CRD 152714
LAKE FOREST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| R•••• L••• J•••••• | n/a | Lake Forest, IL | 5 | 39 | 3 | no |
| W•••••• R••••• A••••••• | Chartered Financial Analyst | Lake Forest, IL | 5 | 23 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| R••••• I••••••••• F•••• L• | Other Private Fund | $9.5M | May 4, 2020 | 4 | Mar 30, 2012 | dropped | 021-143426 |
| R••••• I••••••••• F•••• L• • I••••••••• C•••• | Other Private Fund | $4.6M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A•• I••••••••• •••• L•• | GENERAL PARTNER | Na | yes | 05/2010 | Mar 26, 2021 | Mar 26, 2024 |
| A••••••• C•••••• I••••••••• L•• | LIMITED PARTNER | E | yes | 05/2010 | Mar 30, 2012 | Mar 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $206M | $217M | -5.4% | $172M | 6.2% | 3 | 3 | 1 | 1 |
| no |
| 4 |
| Mar 30, 2012 |
| dropped |
| 021-143426 |
| PORTFOLIO MANAGER; CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 05/2010 |
| Mar 30, 2012 |
| Mar 26, 2024 |
| J•••••• F••••• O•••••• L•• | Owner | D | yes | 07/2022 | Mar 29, 2023 | Mar 26, 2024 |
| J••••••• R••••• L••• | Partner | D | yes | 07/2022 | Mar 29, 2023 | Mar 26, 2024 |
| Mar 6, 2026 |
| $206M |
| $206M |
| 3 |
| 2 |
| 1 |
| n/a |
| n/a |
| 2024 | Mar 24, 2025 | $217M | $135M | 3 | 2 | 1 | n/a | n/a |
| 2023 | Mar 26, 2024 | $190M | $107M | 3 | 2 | 1 | n/a | n/a |
| 2022 | May 12, 2023 | $172M | $90.3M | 3 | 2 | 1 | n/a | n/a |
| 2021 | Mar 16, 2022 | $214M | $88.1M | 3 | 2 | 0 | n/a | n/a |
| 2020 | May 4, 2021 | $114M | $12.6M | 1 | 1 | 0 | n/a | n/a |
| 2019 | Mar 31, 2020 | $27.6M | $27.6M | 19 | 2 | 1 | 1 | $9.5M |
| 2018 | Mar 27, 2019 | $24.0M | $24.0M | 19 | 3 | 1 | 1 | $8.0M |
| 2017 | Mar 31, 2018 | $24.9M | $24.9M | 19 | 3 | 1 | 1 | $8.3M |
| 2016 | Mar 31, 2017 | $51.7M | $51.7M | 19 | 3 | n/a | 1 | $13.5M |
| 2015 | Mar 30, 2016 | $404M | $404M | 20 | 3 | n/a | 2 | $15.9M |
| 2014 | Mar 31, 2015 | $933M | $933M | 21 | 3 | n/a | 2 | $19.6M |
| 2013 | Mar 31, 2014 | $536M | $536M | 18 | 3 | n/a | 2 | $21.0M |
| 2012 | Apr 1, 2013 | $370M | $370M | 4 | 3 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $11.2M | $11.2M | n/a | n/a | n/a | n/a | n/a |