DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner20 years in industry

Jacob DANIEL DUBOSE

Advisor at PIVOT PLANNING, LLC

HIGHLANDS RANCH, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:770ec553-8182-94fa-082a-d86a897b3408

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Nov 22, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PIVOT PLANNING, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S65|S63
First exam: May 10, 2006
First registration: Nov 22, 2011
Dual registered: no
Other names: Jake Dubose|JAKE DANIEL DUBOSE
IAPD individual key: 5098530

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PIVOT PLANNING, LLC	State registered	Mar 24, 2026	n/a	yes	HIGHLANDS RANCH, CO	Current employment
Savvy	Independent wealth	Sep 12, 2023	Mar 25, 2026	no	NEW YORK, NY\|Highlands Ranch, CO	Previous registration
EMPOWER ADVISORY GROUP, LLC	Bd affiliated wealth	Apr 3, 2023	Oct 4, 2023	no	GREENWOOD VILLAGE, CO	Previous registration
PERSONAL CAPITAL ADVISORS CORPORATION	Former SEC adviser	Jun 21, 2017	Apr 3, 2023	no	Arlington, TX\|GREENWOOD VILLAGE, CO\|DALLAS, TX\|Denver, CO	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Nov 22, 2011	Mar 24, 2017	no	Frisco, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Savvy	PIVOT PLANNING, LLC	Mar 25, 2026	Mar 24, 2026	-1	Firm change	RIA to state RIA
EMPOWER ADVISORY GROUP, LLC	Savvy	Oct 4, 2023	Sep 12, 2023	-22	Firm change	Ibd to RIA
PERSONAL CAPITAL ADVISORS CORPORATION	EMPOWER ADVISORY GROUP, LLC	Apr 3, 2023	Apr 3, 2023	0	Bulk transfer	RIA to ibd
ADVICE AND PLANNING SERVICES	PERSONAL CAPITAL ADVISORS CORPORATION	Mar 24, 2017	Jun 21, 2017	89	Firm change	Other

Relationships

Registered with (5)

→ PIVOT PLANNING, LLCRegistered adviserregistration: current employment
Mar 24, 2026 to presentfactForm ADV
→ SAVVYRegistered adviserregistration: previous registration
Sep 12, 2023 to Mar 25, 2026factForm ADV
→ EMPOWER ADVISORY GROUP, LLCRegistered adviserregistration: previous registration
Apr 3, 2023 to Oct 4, 2023factForm ADV
→ PERSONAL CAPITAL ADVISORS CORPORATIONRegistered adviserregistration: previous registration
Jun 21, 2017 to Apr 3, 2023factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 22, 2011 to Mar 24, 2017factForm ADV

Dated events

Occurred
Mar 25, 2026
Advisor changed firm
Jacob Daniel Dubose left Savvy for Pivot Planning, Llc (registered 2026-03-24)
Form ADVobserved 6 days ago
Occurred
Oct 4, 2023
Advisor changed firm
Jacob Daniel Dubose left Empower Advisory Group, Llc for Savvy (registered 2023-09-12)
Form ADVobserved 6 days ago