X••••• P•••••

Advisor at N••• C•••••••••

OAKBROOK TERRACE, IL | BOCA RATON, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7722f0d1-7e7b-8452-56c8-8500e0c03fc1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 24, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• C•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• C•••••••••	Bd affiliated wealth	Sep 6, 2017	n/a	yes	BOCA RATON, FL\|OAKBROOK TERRACE, IL	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Oct 1, 2012	May 5, 2017	no	NORTH RIVERSIDE, IL\|ELMHURST, IL\|BENSENVILLE, IL\|ELMHURST, IL\|ELMHURST, IL\|MELROSE PARK, IL\|NORTHLAKE, IL\|NORTH RIVERSIDE, IL\|FRANKLIN PARK, IL\|NORTH RIVERSIDE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	N••• C•••••••••	May 5, 2017	Sep 6, 2017	124	Firm change	Other
C•••• I••••••••• S••••••• C••••	J••• M••••• S••••••••• L••	Oct 1, 2012	Oct 1, 2012

Relationships

Registered with (3)

→ N••• C•••••••••Registered adviserregistration: current employment
Sep 6, 2017 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to May 5, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••Registered adviserregistration: previous registration
Feb 24, 2012 to Oct 1, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7722f0d1-7e7b-8452-56c8-8500e0c03fc1
First observed: Feb 24, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.